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Individual client - reference 100010
| # | Item | Status | Owner | Notes |
|---|---|---|---|---|
| 1 | Identity and verification | Completed | Asher Freed | Identity checked against the government photo identity document and proof of address. |
Book a transaction to test the client against the monitoring rules. The engine re-runs over the full history and raises any new alert.
This client has no monitoring alerts against their current activity.
Risk assessment, review submission and the approval or rejection are recorded here as they happen.
| When | Action | Actor | Change | Basis |
|---|---|---|---|---|
| 17 Jul 2026, 13:28 | Screening completed | Asher Freed | Draft to Screening (Pass) Customer screened against sanctions, politically exposed person and adverse-media lists. No exposure identified. | Policy 2026-04 ComplyAdvantage (planned) list snapshot 2026-04 |
| 17 Jul 2026, 13:28 | Identity verified | Asher Freed | Verified (manual) Identity and verification step completed. Automated provider (Sumsub) is planned, not live. | Policy 2026-04 |
| 17 Jul 2026, 13:26 | Draft created | Asher Freed | Draft Draft individual onboarding file opened for Jonathan Blake. | Policy 2026-04 |